The Director General of the Securities and Exchange Commission (SEC), Dr. Emomotimi Agama, has said that the commission is adopting… Read More »SEC considers blockchain technology to improve transparency and trust in the capital market
TO recent report of the SEC’s Office of the Small Business Capital Formation Ombudsman presents a study on how venture… Read More »SEC Small Business Capital Formation Advocate Explores Use of Rule 506(c) Offerings by Alternative Investment Managers | Morris, Manning & Martin, LLP
This article is an on-site version of our FirstFT newsletter. Subscribers can sign up to our Asia, Europe/Africa or Americas… Read More »EU’s markets watchdog seeks to become a European SEC
Financial supervisory authorities charged a 56-year-old New Yorker with insider trading on Tuesday, claiming that the manager knew in advance… Read More »Fired Foot Locker employee made $100,000 after shorting stocks, SEC says
The cryptocurrency XRP rose 23% after a federal judge issued a ruling to its issuer. Ripple Labs Inc.a milder blow… Read More »XRP surges as Ripple Labs fines only 6% of SEC demand
Donald Trump said he would end the “persecution” of the crypto industry, sack the chair of the Securities and Exchange… Read More »Trump vows to sack SEC boss and end ‘persecution’ of crypto industry
SEC to rethink ‘swing pricing’ rules for mutual funds in win for asset managers
Jeffrey B. Wenger is director of the RAND Lowy Family Middle-Class Pathways Center. George Zuo, an applied microeconomist, conducts research… Read More »We used AI to analyze 24 years of retail SEC disclosures – and found the one factor that would have doubled investors’ returns
The Securities and Exchange Commission has green light the listing of eight Spot Ether exchange traded fund on the US… Read More »SEC makes abrupt U-turn on Ethereum ETF approval in ‘politically motivated’ move
Steve Burns, the ousted founder, chairman and CEO of bankrupt electric vehicle startup Lordstown Motors, settled with the U.S. Securities… Read More »Ousted Lordstown Motors CEO settles with SEC for misleading investors